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Date
Type
Title
Feb 15, 2024
Reports
Consultation Paper on Ease of Doing Business Initiatives for Portfolio Managers
Click here to provide your comments
Sep 13, 2023
Informal Guidance
Informal Guidance Sought by Guardian Asset Management Private Limited regarding SEBI (Portfolio Managers) Regulations, 2020
Aug 18, 2023
Regulations
Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020 [Last amended on August 18, 2023]
Aug 02, 2023
Circulars
Audit of firm-level performance data of Portfolio Managers
Jul 04, 2023
Regulations
Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020 [Last amended on July 4, 2023]
Mar 29, 2023
Circulars
Cyber Security and Cyber Resilience framework for Portfolio Managers
Mar 23, 2023
Informal Guidance
Request for interpretative letter under Securities and Exchange Board of India (Informal Guidance) Scheme,2003 in connection with Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020 by LGT Wealth India Private Limited
Mar 20, 2023
Master Circulars
Master Circular for Portfolio Managers
Feb 10, 2023
Informal Guidance
Informal Guidance Sought by Motilal Oswal Asset Management Company Limited regarding SEBI (Portfolio Managers) Regulations, 2020
Feb 07, 2023
Regulations
Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020 [Last amended on February 07, 2023]
Jan 17, 2023
Regulations
Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020 [Last amended on January 17, 2023]
Jan 10, 2023
Circulars
Change in control of Portfolio Managers providing Co-investment services
Dec 16, 2022
Circulars
Performance Benchmarking and Reporting of Performance by Portfolio Managers
Sep 30, 2022
Circulars
Circular for Portfolio Managers
Aug 26, 2022
Circulars
Circular for Portfolio Managers
Aug 22, 2022
Regulations
Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020. [Last amended on August 22, 2022]
Aug 22, 2022
Regulations
Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2022
Jun 13, 2022
Informal Guidance
Informal Guidance sought by Ace Lansdowne Investments Services LLP under SEBI (Alternative Investment Funds) Regulations, 2012 and SEBI (Portfolio Managers) Regulations, 2020
Jun 02, 2022
Circulars
Procedure for seeking prior approval for change in control of Portfolio Managers
Dec 10, 2021
Circulars
Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites
Dec 10, 2021
Circulars
Clarification regarding amendment to SEBI (Portfolio Managers) Regulations, 2020
Nov 09, 2021
Regulations
Securities and Exchange Board of India (Portfolio Managers) (Fourth Amendment) Regulations, 2021
Nov 09, 2021
Regulations
Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020 [Last amended on November 09, 2021]
Nov 01, 2021
Informal Guidance
Informal Guidance Sought by ASK Wealth Advisors Private Limited regarding SEBI (Portfolio Managers) Regulations, 2020
Sep 07, 2021
Gazette Notification
Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007- NISM-Series-XXI-B: Portfolio Managers Certification Examination
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